Floor broker

Results: 216



#Item
161Minutes / Business / Parliamentary procedure / Second / Real estate broker

TENNESSEE REAL ESTATE COMMISSION MINUTES October 13, 2011 The Tennessee Real Estate Commission convened on October 13, 2011 at 9:22 a.m. in the 1st Floor Auditorium of the Center for Higher Education, 300 Market Street,

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Source URL: tn.gov

Language: English - Date: 2013-02-21 08:47:10
162Financial economics / Financial markets / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / United States / Philadelphia Stock Exchange / Floor broker / U.S. Securities and Exchange Commission / Economy of the United States / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]October 8, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2013-10-09 07:14:27
163United States Securities and Exchange Commission / Financial regulation / Financial system / Floor broker / Securities and Exchange Commission / Self-regulatory organization / Financial economics / United States securities law / 73rd United States Congress / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]September 18, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed

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Source URL: www.sec.gov

Language: English - Date: 2013-09-19 12:46:24
164Investment / Financial system / United States securities law / Financial services / Securities Exchange Act / United States Securities and Exchange Commission / Floor broker / U.S. Securities and Exchange Commission / Broker-dealer / Financial economics / Financial markets / Stock market

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2004-11-26 14:00:30
165Finance / Floor broker / Broker-dealer / Options Clearing Corporation / Philadelphia Stock Exchange / Financial markets / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]September 16, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2013-09-17 11:21:31
166Stock market / Finance / Order / Floor broker / Securities Exchange Act / Short / New York Stock Exchange / Chicago Stock Exchange / London Stock Exchange / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]August 14, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Cha

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Source URL: www.sec.gov

Language: English - Date: 2013-08-15 06:12:46
167Financial regulation / Finance / United States Securities and Exchange Commission / Securities Exchange Act / United States securities law / Self-regulatory organization / U.S. Securities and Exchange Commission / Floor broker / New York Stock Exchange / Financial markets / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-NYSE[removed]; SR-NYSEAmex[removed]February 15, 2012 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Instituting Pro

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Source URL: www.sec.gov

Language: English - Date: 2012-02-16 08:48:47
168Marketing / Pricing / Finance / Stock market / Order / National best bid and offer / Quote / Bid price / Price / Financial markets / Business / Financial economics

25 of 28 Exhibit 5 Additions underscored Deletions [bracketed] Rule 70 – NYSE Amex Equities. Execution of Floor Broker Interest *

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Source URL: www.sec.gov

Language: English - Date: 2009-12-01 14:26:47
169Finance / National best bid and offer / Order / New York Stock Exchange / Floor broker / Algorithmic trading / Securities Exchange Act / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-10-29 10:27:03
170Financial regulation / Finance / United States Securities and Exchange Commission / Securities Exchange Act / United States securities law / Self-regulatory organization / U.S. Securities and Exchange Commission / Floor broker / New York Stock Exchange / Financial markets / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-NYSE[removed]; SR-NYSEAmex[removed]February 15, 2012 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Instituting Pro

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Source URL: www.sec.gov

Language: English - Date: 2012-02-16 09:13:46
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